Brian Gaddy has broad experience in handling internal investigations from both the corporate and the individual perspective. Brian is frequently retained by companies seeking sound counsel when dealing with impending governmental investigations. Brian also represents companies confronting internal criminal issues or seeking to enhance compliance measures to head off civil, criminal, or regulatory issues in the future. Brian understands the complexities of discreetly handling internal investigations while zealously protecting the interests of clients.
In addition to conducting corporate investigations, Brian frequently teams with corporate counsel to represent board members, corporate executives, and employees as they navigate internal or governmental investigations. Brian has successfully represented individuals throughout the investigatory process including interviews with audit teams, forensic examiners, internal investigators, and government investigators.
Brian also handles investigations and civil and administrative proceedings brought by federal and state regulatory agencies such as the Securities and Exchange Commission, FINRA, the Federal Trade Commission, the Internal Revenue Service, the Commodity Futures Trading Commission, federal banking regulators, state attorneys general, and state professional boards.
Gaddy Law LLC
600 Broadway Blvd, Suite 670
Kansas City, MO 64105